Senior Manager, Compliance & Risk


Hong Kong

Your Position
Intertrust's Compliance & Risk team oversees Intertrust Hong Kong's obligations to comply with regulatory and Group requirements. This role will assume responsibility to provide compliance opinion on new client onboarding and regular file review. Key responsibilities include:

  • Provision of independent sound risk & compliance advice and support on client acceptance based on the prevailing company and group policies as well as the relevant local legislation, rules and industry practice

  • Provision of compliance opinion on new client onboarding, file review and trigger event review

  • Produce monthly and quarterly Risk & Compliance Management reports

  • To conduct risk & compliance investigation pertaining to incidents, complaints or administration issues (where required)

  • Ensure relevant policies are updated according to local legislative and regulatory requirements

  • Conduct regular compliance risk assessments and execute the compliance monitoring plan

  • Work independently dealing with different stakeholders 

  • Act as the primary coordinator for all internal audit and regulatory request

  • Assist to update, enhance and conduct risk and compliance training to all staff

  • To participate in ad hoc risk & compliance related projects

Your profile

  • Degree holder with major in Law, Accounting or Finance or related discipline

  • Holder of the relevant professional qualification(s) (e.g. AAMLP or ACAMS)

  • Minimum 6 years of Compliance experience in the finance or corporate services industry is an advantage

  • Solid knowledge and understanding of local regulations (knowledge of regional regulations is an advantage)

  • Knowledge and experience in Compliance and AML advisory

  • Ability to independently and effectively work with different stakeholders

  • Fluent in English and Chinese both verbally and in writing

  • A good team player with good communication, interpersonal and representational skills

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